-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFZ8cmvIcucbDFPVyAe1j1KH5IY78gf2sNSFppQ4pb642jc2vFklAFTNB/GSr/FP F/LQpyPX5N1yD95DRAHiMw== 0000916641-02-000206.txt : 20020414 0000916641-02-000206.hdr.sgml : 20020414 ACCESSION NUMBER: 0000916641-02-000206 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOOKER FURNITURE CORP CENTRAL INDEX KEY: 0001077688 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 540251350 STATE OF INCORPORATION: VA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58359 FILM NUMBER: 02530833 BUSINESS ADDRESS: STREET 1: 440 E COMMONWEALTH BLVD CITY: MARTINSVILLE STATE: VA ZIP: 24112 BUSINESS PHONE: 5406322133 MAIL ADDRESS: STREET 1: 440 E COMMONWEALTH BLVD CITY: MARTINSVILLE STATE: VA ZIP: 24112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOMS PAUL B JR CENTRAL INDEX KEY: 0001106305 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HOOKER FURNITURE CORP STREET 2: 440 E COMMONWEALTH BLVD CITY: MARTINSVILLE STATE: VA ZIP: 24112 BUSINESS PHONE: 5406322133 MAIL ADDRESS: STREET 1: HOOKER FURNITURE CORP STREET 2: 440 E COMMONWEALTH BLVD CITY: MARTINSVILLE STATE: VA ZIP: 24112 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 2 TO SCHEDULE 13G CUSIP No. 439038 10 0 Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hooker Furniture Corporation ----------------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------------- (Title of Class of Securities) 439038 10 0 ----------------------------------------------------------------- (CUSIP Number) December 31, 2001 ----------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 439038 10 0 Page 2 of 5 1. Names of Reporting Persons. I.R.S. ID Nos. of Above Persons Paul B. Toms, Jr. 2. Check the Appropriate Box if a Member of a Group (See Instructions) [ ] a [ ] b 3. SEC Use Only 4. Citizenship or Place of Organization Virginia, United States of America 5. Sole Voting Power Number of Shares 42,470 Beneficially Owned -------------------- By Each Reporting 6. Shared Voting Power Person With 417,648 -------------------- 7. Sole Dispositive Power 38,759 -------------------- 8. Shared Dispositive Power 417,648 --------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 460,118 ----------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11. Percent of Class Represented by Amount in Row (9) 6.3% ---------------------- 12. Type of Reporting Person IN CUSIP No. 439038 10 0 Page 3 of 5 Item 1. (a) Name of Issuer Hooker Furniture Corporation (b) Address of Issuer's Principal Executive Offices 440 East Commonwealth Boulevard Martinsville, VA 24115 Item 2. (a) Name of Person Filing Paul B. Toms, Jr. (b) Address of Principal Business Office or, if none, Residence 440 East Commonwealth Blvd. Martinsville, VA 24115 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock, no par value per share (e) CUSIP Number 439038 10 0 Item 3. If this Statement is filed pursuant to Section 240.13d-1(b) or Section 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. CUSIP No. 439038 10 0 Page 4 of 5 (e) [ ] An investment advisor in accordance with section 240.13(d)-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 460,118 -------- (b) Percent of class: 6.3% -------- (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote 42,470 --------- (ii) shared power to vote or to direct the vote 417,648 --------- (iii) sole power to dispose or to direct the disposition of 38,759 --------- (iv) shared power to dispose or to direct the disposition of 417,648 --------- On May 23, 2001, the Reporting Person's mother, Mabel H. Toms, passed away. Prior to Ms. Toms' passing, the Reporting Person held a power of attorney that enabled the Reporting Person to exercise shared voting and dispositive power with regards to 504,417 shares that were held in various family trusts (the "Family Trust Shares"). J. Clyde Hooker, the Reporting Person's uncle and Ms. Toms' brother, also had shared voting and dispositive power with respect to 491,022 of the Family Trust Shares pursuant to the terms of the trusts. Because of Ms. Toms' passing, the Reporting Person no longer has voting and dispositive power with regards to the Family Trust Shares and J. Clyde Hooker, Jr. now has sole voting and dispositive power with regards to 491,022 of the Family Trust Shares. CUSIP No. 439038 10 0 Page 5 of 5 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Member of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 2002 By: /s/ Paul B. Toms, Jr. --------------------- Paul B. Toms, Jr. -----END PRIVACY-ENHANCED MESSAGE-----